Supporting Events
[Webinar] Listing Compliance Series: How to mitigate Non-compliance - Risk Assessment & practical sharing
11 November 2020 (Wednesday)
| Organizer: | ListcoPRO Services Limited |
|---|---|
| Venue: | Online |
| Time: | 12:30 - 14:00 |
| Outline: | Sound Corporate Governance is of paramount importance for effective Investor Relations & Listing Rules compliance is an indispensable component of sound Corporate Governance practices. In recent years, the Securities and Futures Commission (“SFC”) and the Hong Kong Stock Exchange (“HKEx”) have stated on different occasions that they will strengthen the supervision, enforcement and censures of listed companies for breach of listing rules, and have disclosed hundreds of non-compliance cases of listed companies in the past years. This is the second seminar of the “ Listing Compliance series” and a continuity of the first seminar. This seminar will summarise the implications of the non-compliance cases published by the HKEX illustrated in the first seminar and provide some analysis and observation of the problems associated with the listing compliance. It also aims to provide some practical hints on implementation of risk assessment and internal control measures which is not commonly understood. |
| Language: | In Cantonese with English handout |
| Fee: | HKIRA members can enjoy member rates: HK$200 / $160 (Normal Fee / Member Fee) |
| Accreditation: | 1.5 CPD Hour |
| Website: | https://www.listcopro.com/regular-cpd-seminars/upcoming-events |
| Registration: | https://www.listcopro.com/regular-cpd-seminars/upcoming-events/online-enrollment?course_id=189 |
| Enquiries: | enroll@ListcoPRO.com 3628 5722 |